Joanne Wendy Chapman

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OPTIMUM COMMERCIAL SOLUTIONS LTD
FRN 808754
- CF1 Director (AR) (since 31 Jul 2024)
Chapman & Lewis Commercial Limited
FRN 973701
- Employed By (since 31 Jul 2024)
- Employed By (8 Apr 2022 to 2 Aug 2023)
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 4 Nov 2023)
- [FCA CF] Functions requiring qualifications (4 Nov 2023 to 4 Jul 2025)
- Appointed representative dealing with clients for which they require qualification (4 Nov 2023 to 4 Jul 2025)
Q Commercial Finance (UK) Limited (no longer approved here)
FRN 912773
- CF1 Director (AR) (2 Mar 2022 to 23 Oct 2024)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Dec 2023)
- CF1 Director (AR) (17 May 2018 to 18 Dec 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.