Joanne Read

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 24 May 2017)
    • CF30 Customer (since 9 Jul 2014)
    • CF1 Director (AR) (9 Jul 2014 to 10 Apr 2017)
  • Langley Park Wealth Limited

    FRN 626672

    • Employed By (since 24 May 2017)
    • Employed By (9 Jul 2014 to 16 Mar 2017)
  • Dilasser Private Clients Limited (no longer approved here)

    FRN 419292

    • (7)Employed By (16 Mar 2017 to 25 May 2017)
  • Investment Quorum Limited (no longer approved here)

    FRN 232088

    • CF30 Customer (10 Jul 2013 to 1 Jul 2014)
  • BSG Financial Solutions Limited (no longer approved here)

    FRN 214741

    • Employed By (22 Jan 2009 to 28 Apr 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (22 Jan 2009 to 3 Aug 2010)
    • CF1 Director (AR) (22 Jan 2009 to 28 Apr 2011)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.