Joanne Mara

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELLACOTTS WEALTH PLANNING LIMITED

    FRN 611045

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2023)
  • MHA Wealth Limited (no longer approved here)

    FRN 143715

    • [FCA CF] Client dealing (2 Jun 2020 to 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (2 Jun 2020 to 2 Sep 2022)
    • [FCA CF] Material risk taker (2 Jun 2020 to 2 Sep 2022)
  • O'Connor and Co (Financial Services) Limited (no longer approved here)

    FRN 542264

    • (6)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2020)
    • (5)[FCA CF] Manager of certification employee (9 Dec 2019 to 17 Apr 2020)
    • (4)CF30 Customer (5 Apr 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)CF30 Customer at O'Connor and Co (Financial Services) Limited

  2. controlled function added: (5)[FCA CF] Manager of certification employee at O'Connor and Co (Financial Services) Limited

  3. controlled function added: (6)[FCA CF] Functions requiring qualifications at O'Connor and Co (Financial Services) Limited