Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BROWN SHIPLEY & CO. LIMITED
FRN 124548
- [FCA CF] Manager of certification employee (since 1 Jan 2024)
- [FCA CF] Manager of certification employee (4 Nov 2019 to 4 Nov 2019)
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- CF30 Customer (1 Nov 2007 to 13 Oct 2008)
- CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.