Joanne Dorothy Ainsworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Avantia Insurance Limited
FRN 304432
- SMF16 Compliance Oversight (since 19 Jun 2025)
- SMF4 Chief Risk (since 19 Jun 2025)
Marks and Spencer Unit Trust Management Limited (no longer approved here)
FRN 141662
- CF10 Compliance Oversight (20 Nov 2017 to 16 Aug 2019)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF10 Compliance Oversight (30 Jul 2009 to 21 Jun 2012)
- CF11 Money Laundering Reporting (30 Jul 2009 to 21 Jun 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.