Date authorised
1 April 2013
Companies House
04567760
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 14
    C I Tower
    St. Georges Square
    New Malden
    Surrey
    KT3 4HG
    UNITED KINGDOM
    Phone
    +4403306601000
  • Complaints Contact

    Floor 14
    C I Tower
    St. Georges Square
    New Malden
    Surrey
    KT3 4HG
    UNITED KINGDOM
    Phone
    +4403306601000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Damian McArdle

    IRN ADM01212

    • [FCA CF] Material risk taker (9 Dec 2020 to 30 Sep 2021)
  • Alex Parker-Walklate

    IRN AXP17732

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2022)
    • CF1 Director (20 Aug 2019 to 8 Dec 2019)
  • Alexander Stephan Lay

    IRN ASL01091

    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Oct 2018)
    • Responsible for Insurance Mediation (30 Sep 2016 to 30 Sep 2018)
    • CF1 Director (1 Jul 2016 to 22 Oct 2018)
  • Andries Malherbe Malherbe

    IRN AXM00662

    • [FCA CF] Material risk taker (9 Dec 2020 to 30 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2020 to 8 Feb 2023)
  • Ben Hughes

    IRN BXH00157

    • [FCA CF] Significant management (15 Dec 2020 to 2 Jan 2023)
    • [FCA CF] Material risk taker (15 Dec 2020 to 30 Sep 2021)
  • Bobby Chana

    IRN BXC00150

    • [FCA CF] Significant management (12 Jan 2021 to 28 Apr 2023)
    • [FCA CF] Material risk taker (12 Jan 2021 to 30 Sep 2021)
  • Bruce Duncan North

    IRN BDN01011

    • CF1 Director (AR) (6 Oct 2015 to 31 Mar 2016)
  • Bruce James Robertson

    IRN BJR01050

    • CF14 Risk Assessment (14 Jan 2005 to 22 Jul 2005)
  • Claire Webster

    IRN CXW00442

    • SMF18 Other Overall Responsibility (since 23 Feb 2026)
    • [FCA CF] Significant management (18 Apr 2022 to 9 Feb 2026)
  • Daniel Philip Huddart

    IRN DPH01139

    • SMF24 Chief Operations (since 16 Feb 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Jul 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.