Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Bank International plc
FRN 223304
- SMF12 Chair of the Remuneration Committee (since 4 Jul 2025)
- Director of firm who is not a certification employee or a SMF manager (12 Jun 2025 to 4 Jul 2025)
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TP ICAP Markets Limited
FRN 124520
- SMF12 Chair of the Remuneration Committee (since 8 Oct 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Nov 2023 to 8 Oct 2024)
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TP ICAP E&C Limited
FRN 146880
- SMF12 Chair of the Remuneration Committee (since 8 Oct 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Nov 2023 to 8 Oct 2024)
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TP ICAP Broking Limited
FRN 154234
- SMF12 Chair of the Remuneration Committee (since 8 Oct 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Nov 2023 to 8 Oct 2024)
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TP ICAP MTF LIMITED
FRN 124341
- Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2023)
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Liquidnet Europe Limited
FRN 198039
- Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2023)
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- SMF24 Chief Operations (10 Jul 2025 to 30 Sep 2025)
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- SMF24 Chief Operations (5 Dec 2018 to 28 Feb 2023)
- SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 28 Feb 2023)
- CF3 Chief Executive (27 Jun 2013 to 6 Mar 2016)
- CF1 Director (19 Feb 2010 to 6 Mar 2016)
- CF8 Apportionment and Oversight (10 May 2007 to 2 Jun 2009)
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- CF20 Significant Mgt (Settlements) (13 Jan 2006 to 31 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.