Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF12 Chair of the Remuneration Committee (since 4 Jul 2025)
    • Director of firm who is not a certification employee or a SMF manager (12 Jun 2025 to 4 Jul 2025)
    • SMF12 Chair of the Remuneration Committee (since 8 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2023 to 8 Oct 2024)
    • SMF12 Chair of the Remuneration Committee (since 8 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2023 to 8 Oct 2024)
    • SMF12 Chair of the Remuneration Committee (since 8 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2023 to 8 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2023)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • SMF24 Chief Operations (10 Jul 2025 to 30 Sep 2025)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • SMF24 Chief Operations (5 Dec 2018 to 28 Feb 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 28 Feb 2023)
    • CF3 Chief Executive (27 Jun 2013 to 6 Mar 2016)
    • CF1 Director (19 Feb 2010 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (10 May 2007 to 2 Jun 2009)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF20 Significant Mgt (Settlements) (13 Jan 2006 to 31 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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