Joanna Lucas Sammons

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc

    FRN 119256

    • SMF4 Chief Risk (since 9 Oct 2023)
    • [FCA CF] Material risk taker (13 Feb 2023 to 9 Oct 2023)
  • Mizuho Bank, Ltd.

    FRN 139195

    • SMF4 Chief Risk (since 9 Oct 2023)
    • [FCA CF] Material risk taker (13 Feb 2023 to 9 Oct 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (2 Apr 2021 to 8 Feb 2023)
    • [FCA CF] Material risk taker (4 Jan 2017 to 8 Feb 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (2 Apr 2021 to 8 Feb 2023)
    • [FCA CF] Material risk taker (2 Feb 2017 to 8 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.