Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 15 Aug 2024)
- SMF3 Executive Director (9 Dec 2019 to 21 Jun 2024)
- CF30 Customer (6 Nov 2017 to 8 Dec 2019)
- CF3 Chief Executive (26 Aug 2015 to 22 Mar 2019)
- CF1 Director (10 Aug 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (10 Aug 2010 to 10 Mar 2016)
- CF10 Compliance Oversight (10 Aug 2010 to 10 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.