Date authorised
1 April 2013
Companies House
06884336
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grafton House
    Pury Hill Business Park
    Towcester
    Northamptonshire
    NN12 7LS
    UNITED KINGDOM
    Phone
    +441604369100
  • Complaints Contact

    Grafton House
    Pury Hill Business Park
    Towcester
    Northamptonshire
    NN12 7LS
    UNITED KINGDOM
    Phone
    +4401604369100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan James Rudge

    IRN AJR01349

    • CF2 Non Executive Director (4 Dec 2017 to 8 Dec 2019)
    • CF1 Director (10 Aug 2010 to 4 Dec 2017)
    • CF30 Customer (10 Aug 2010 to 4 Dec 2017)
  • Andrew Barlow

    IRN AXB03824

    • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2024)
    • CF1 Director (23 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (23 Mar 2016 to 8 Dec 2019)
  • Anthony Trower

    IRN AXT00198

    • [FCA CF] Client dealing (24 Jan 2020 to 2 Feb 2026)
  • Christian Pier Matthews

    IRN CPM01123

    • CF30 Customer (10 Aug 2010 to 12 Dec 2013)
    • CF1 Director (10 Aug 2010 to 12 Dec 2013)
  • Cybille Picanon

    IRN CXP11606

    • CF30 Customer (19 Feb 2019 to 14 Mar 2019)
  • Danielle Tyler

    IRN DXS00735

    • SMF3 Executive Director (since 5 Feb 2025)
    • [FCA CF] Client dealing (since 19 Oct 2022)
  • Edward Henson

    IRN EXH01338

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (13 May 2014 to 8 Dec 2019)
    • CF1 Director (21 Oct 2013 to 8 Dec 2019)
  • Graham Wood

    IRN GXW13434

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (18 Jun 2019 to 8 Dec 2019)
    • CF1 Director (18 Jun 2019 to 8 Dec 2019)
  • Guy Lister Brogden

    IRN GLB01041

    • SMF9 Chair of the Governing Body (since 23 Jul 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 23 Jul 2024)
    • CF1 Director (16 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (16 Nov 2017 to 8 Dec 2019)
    • CF2 Non Executive Director (24 Jul 2015 to 16 Nov 2017)
  • Hayley Gordge

    IRN HXG00176

    • [FCA CF] Client dealing (since 13 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.