Barwood Capital Limited

Date authorised
1 April 2013
Companies House
06884336
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grafton House
    Pury Hill Business Park
    Towcester
    Northamptonshire
    NN12 7LS
    UNITED KINGDOM
    Phone
    +441604369100
    Web
    https://www.barwoodcapital.co.uk

  • Complaints Contact

    Grafton House
    Pury Hill Business Park
    Towcester
    Northamptonshire
    NN12 7LS
    UNITED KINGDOM
    Phone
    +4401604369100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Henry Brian Chapman

    IRN HBC01010

    • CF1 Director (10 Aug 2010 to 12 Dec 2013)
    • CF30 Customer (10 Aug 2010 to 12 Dec 2013)
  • Hitesh Patel

    IRN HXP01470

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (30 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jul 2016 to 8 Dec 2019)
  • Hugh Maxwell Elrington

    IRN HME01009

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF3 Chief Executive (5 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (4 Jun 2018 to 8 Dec 2019)
    • CF1 Director (4 Jun 2018 to 8 Dec 2019)
  • Joanna Avril Greenslade

    IRN JAG01263

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 21 Jun 2024)
    • CF30 Customer (6 Nov 2017 to 8 Dec 2019)
    • CF3 Chief Executive (26 Aug 2015 to 22 Mar 2019)
    • CF11 Money Laundering Reporting (10 Aug 2010 to 10 Mar 2016)
    • CF10 Compliance Oversight (10 Aug 2010 to 10 Mar 2016)
    • CF1 Director (10 Aug 2010 to 8 Dec 2019)
  • Nicholas Blackmore

    IRN NXB00172

    • [FCA CF] Client dealing (5 Feb 2020 to 31 May 2023)
  • Richard William Bowen

    IRN RWB01139

    • CF3 Chief Executive (10 Aug 2010 to 4 Feb 2015)
    • CF30 Customer (10 Aug 2010 to 25 Jan 2019)
    • CF1 Director (10 Aug 2010 to 25 Jan 2019)
  • Shyam Nottra

    IRN SXN00358

    • [FCA CF] Client dealing (11 Jan 2024 to 22 Aug 2025)
  • Stephen John Chambers

    IRN SJC01425

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 May 2016 to 16 Nov 2018)
    • CF1 Director (10 Aug 2010 to 8 Dec 2019)
  • William Robert Christian Dickens

    IRN WRD01018

    • [FCA CF] Client dealing (since 14 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.