Joachim Tigler

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIRAE ASSET SECURITIES (UK) LTD. (no longer approved here)

    FRN 149240

    • [FCA CF] Material risk taker (4 Sep 2023 to 9 Feb 2024)
    • [FCA CF] Proprietary trader (4 Sep 2023 to 9 Feb 2024)
    • [FCA CF] Significant management (4 Sep 2023 to 9 Feb 2024)
  • GTX UK LLP (no longer approved here)

    FRN 531505

    • [FCA CF] Material risk taker (4 Sep 2023 to 9 Feb 2024)
    • [FCA CF] Proprietary trader (4 Sep 2023 to 9 Feb 2024)
    • [FCA CF] Significant management (4 Sep 2023 to 9 Feb 2024)
  • ADG Securities LLP (no longer approved here)

    FRN 807897

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 31 Oct 2022)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
    • CF4 Partner (1 Nov 2018 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Aug 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.