Jiwan Singh Dhanik

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Asset Guide Limited
FRN 918369
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 14 Dec 2020)
- SMF16 Compliance Oversight (since 14 Dec 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Dec 2020)
- Responsibility for MCD Intermediation (since 14 Dec 2020)
- Responsible for Insurance Distribution (since 14 Dec 2020)
- SMF1 Chief Executive (since 14 Dec 2020)
Connect IFA Ltd
FRN 441505
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Mar 2021)
- CF1 Director (AR) (9 Nov 2017 to 9 Dec 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.