Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF21 Investment Adviser (24 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Apr 2004 to 24 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.