Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Sep 2016 to 4 Feb 2021)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 4 Feb 2021)
- CF30 Customer (25 Nov 2008 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 4 Feb 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 4 Feb 2021)
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- CF30 Customer (1 Nov 2007 to 15 Sep 2008)
- CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
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- CF26 Customer Trading (1 Jul 2002 to 1 Oct 2006)
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- CF26 Customer Trading (1 Jul 2002 to 31 Dec 2005)
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- CF26 Customer Trading (1 Jul 2002 to 31 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.