Jerome Brochard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (8 Feb 2024 to 25 Mar 2026)
    • [FCA CF] Manager of certification employee (8 Feb 2024 to 25 Mar 2026)
    • [FCA CF] Material risk taker (8 Feb 2024 to 25 Mar 2026)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (8 Feb 2024 to 25 Mar 2026)
    • [FCA CF] Client dealing (8 Feb 2024 to 25 Mar 2026)
    • [FCA CF] Manager of certification employee (8 Feb 2024 to 25 Mar 2026)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (16 Sep 2019 to 10 Nov 2023)
    • [FCA CF] Client dealing (16 Sep 2019 to 10 Nov 2023)
    • [FCA CF] Manager of certification employee (16 Sep 2019 to 10 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (16 Sep 2019 to 10 Nov 2023)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.