Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saranac Partners Limited (no longer approved here)

    FRN 763601

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Sep 2024)
    • CF30 Customer (3 May 2017 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (13 Dec 2016 to 3 May 2017)
  • Waystone Management (UK) Limited (no longer approved here)

    FRN 429093

    • CF30 Customer (14 Sep 2016 to 28 Apr 2017)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF30 Customer (1 Nov 2007 to 3 Jun 2011)
    • CF27 Investment Management (30 Jun 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jun 2003 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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