Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Mar 2017)
    • [FCA CF] Material risk taker (6 Mar 2017 to 6 Mar 2022)
    • CF30 Customer (10 Aug 2010 to 6 Mar 2016)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF30 Customer (1 Nov 2007 to 28 May 2010)
    • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.