Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Jeremy Piper

    FRN 215954

    • (1)Employed By (since 5 Aug 2009)
    • (2)Employed By (1 Dec 2001 to 3 Mar 2003)
  • Fiona Dunlop (no longer approved here)

    FRN 214784

    • (8)Employed By (1 Mar 2003 to 14 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.