This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Fiona Dunlop

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FRN: 214784
Date authorised: 1 April 2013
Last scraped: 8 hours ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Ground Floor

Hannay House

Watford

Hertfordshire

WD17 1JA

UNITED KINGDOM

Phone

+4401923244244

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Blair Dunlop
IRN BXD00032
- (2)Employed By (1 Dec 2001 to 31 Oct 2007)
Byron Anthony Owen Mason
IRN BAM01049
- (5)Employed By (27 Mar 2003 to 12 Sep 2011)
David McAllister
IRN DXM00157
- (6)Employed By (1 Dec 2001 to 31 Aug 2011)
Fiona Dunlop
IRN FXD01184
- (1)Employed By (25 Feb 2010 to 2 Dec 2010)
Jeremy Piper
IRN JXP00111
- (8)Employed By (1 Mar 2003 to 14 Aug 2009)
Mark Huddleston
IRN MXH00138
- (4)Employed By (1 Dec 2001 to 31 Mar 2022)
Nigel Thomas Goodwin Preece
IRN NTP01008
- (7)Employed By (21 Jan 2008 to 12 Sep 2011)
Richard James Callaghan
IRN RJC00057
- (3)Employed By (26 Feb 2007 to 19 Jun 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.