Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF13 Chair of the Nominations Committee (since 22 Mar 2024)
    • SMF10 Chair of the Risk Committee (since 15 Jan 2024)
    • SMF14 Senior Independent Director (since 18 Apr 2023)
    • SMF12 Chair of the Remuneration Committee (since 7 Sep 2022)
    • Director of firm who is not a certification employee or a SMF manager (13 Nov 2020 to 7 Sep 2022)
  • The Charity Bank Limited (no longer approved here)

    FRN 207701

    • SMF1 Chief Executive (7 Mar 2016 to 2 Jul 2018)
    • CF1 Director (9 Jan 2014 to 6 Mar 2016)
    • CF3 Chief Executive (19 Nov 2012 to 6 Mar 2016)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (8 Oct 2002 to 25 Jun 2004)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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