Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • SMF9 Chair of the Governing Body (12 Oct 2022 to 18 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
    • CF3 Chief Executive (1 Apr 2014 to 8 Dec 2019)
    • CF1 Director (1 Apr 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.