Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (3 Aug 2017 to 31 Mar 2020)
    • [FCA CF] Manager of certification employee (3 Aug 2017 to 31 Mar 2020)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (16 Oct 2013 to 2 Aug 2017)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (4 Feb 2010 to 13 Aug 2013)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF21 Investment Adviser (29 Jul 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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