Jeremy Mark Davies

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TradeStation International Ltd (no longer approved here)

    FRN 445531

    • CF30 Customer (1 Nov 2007 to 30 Jun 2017)
    • CF8 Apportionment and Oversight (21 Feb 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (21 Feb 2006 to 14 Mar 2011)
    • CF26 Customer Trading (21 Feb 2006 to 31 Oct 2007)
    • CF3 Chief Executive (21 Feb 2006 to 30 Jun 2017)
    • CF1 Director (21 Feb 2006 to 30 Jun 2017)
    • CF10 Compliance Oversight (21 Feb 2006 to 14 Mar 2011)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF21 Investment Adviser (11 Feb 2005 to 1 Jun 2005)
    • CF13 Finance (11 Feb 2005 to 1 Jun 2005)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (19 Apr 2004 to 6 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.