Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOBART CAPITAL MARKETS LLP (no longer approved here)

    FRN 593186

    • [FCA CF] Client dealing (9 Dec 2020 to 22 May 2021)
    • CF30 Customer (6 Jan 2016 to 8 Dec 2019)
  • Old Park Lane Capital Limited (no longer approved here)

    FRN 477870

    • CF1 Director (4 Jun 2008 to 31 Mar 2011)
    • CF30 Customer (4 Jun 2008 to 27 Nov 2015)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (1 Nov 2007 to 29 May 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.