Jeremy Leslie Arnold

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2024 to 1 May 2025)
    • [FCA CF] Manager of certification employee (28 Jul 2023 to 8 Nov 2023)
    • SMF16 Compliance Oversight (3 Sep 2018 to 19 Mar 2025)
    • SMF4 Chief Risk (3 Sep 2018 to 21 Apr 2025)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (15 Oct 2018 to 31 Dec 2018)
    • [FCA CF] Material risk taker (15 Oct 2018 to 31 Dec 2018)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (15 Oct 2018 to 31 Dec 2018)
    • [FCA CF] Material risk taker (15 Oct 2018 to 31 Dec 2018)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF4 Chief Risk (7 Mar 2016 to 8 Jun 2018)
    • CF28 Systems and controls (26 Jan 2012 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF4 Chief Risk (7 Mar 2016 to 8 Jun 2018)
    • CF28 Systems and controls (26 Jan 2012 to 6 Mar 2016)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF28 Systems and controls (26 Aug 2009 to 20 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.