Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 14 Nov 2024)
- SMF3 Executive Director (9 Dec 2019 to 14 Nov 2024)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (1 Jan 2007 to 31 Oct 2007)
- CF27 Investment Management (26 Aug 2004 to 31 Oct 2007)
- CF3 Chief Executive (24 Feb 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (24 Feb 2004 to 31 Oct 2007)
- CF1 Director (21 May 2003 to 8 Dec 2019)
- CF21 Investment Adviser (21 May 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Aug 2002 to 1 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.