Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TMS Capital Limited (no longer approved here)

    FRN 195581

    • SMF1 Chief Executive (9 Dec 2019 to 14 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 14 Nov 2024)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (1 Jan 2007 to 31 Oct 2007)
    • CF27 Investment Management (26 Aug 2004 to 31 Oct 2007)
    • CF3 Chief Executive (24 Feb 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (24 Feb 2004 to 31 Oct 2007)
    • CF1 Director (21 May 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (21 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Aug 2002 to 1 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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