Jeremy James Cocking

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2021)
    • [FCA CF] Client dealing (since 9 Apr 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (3 Jun 2008 to 31 Aug 2013)
    • CF30 Customer (3 Jun 2008 to 31 Aug 2013)
  • Fhoenix Estates Limited (no longer approved here)

    FRN 428814

    • Responsible for Insurance Mediation (22 Apr 2005 to 1 May 2005)
    • CF8 Apportionment and Oversight (19 Apr 2005 to 1 May 2005)
    • CF21 Investment Adviser (19 Apr 2005 to 1 May 2005)
    • CF10 Compliance Oversight (19 Apr 2005 to 1 May 2005)
    • CF1 Director (19 Apr 2005 to 1 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.