Fhoenix Estates Limited

• Principal Place of Business

  205 Andover Road

  Ludgershall

  Andover

  Wiltshire

  SP11 9NG

  UNITED KINGDOM

  Phone

  +4407974918339

  Web

  https://www.fhoenix.com

• Complaints Contact

  22 Milford Street

  Salisbury

  Wiltshire

  SP1 2AP

  UNITED KINGDOM

  Phone

  +4407974918339

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew George Munden

  IRN AGM00008

  • CF1 Director (19 Apr 2005 to 31 Jul 2015)
• Christopher Welch

  IRN CXW01551

  • CF30 Customer (1 Jan 2009 to 28 Dec 2012)
• Colin Howard Olver

  IRN CXO00012

  • CF21 Investment Adviser (19 Apr 2005 to 25 Jan 2007)
• David Francis Ryan

  IRN DFR00003

  • [FCA CF] Client dealing (2 Sep 2020 to 23 Sep 2025)
  • [FCA CF] Functions requiring qualifications (2 Sep 2020 to 23 Sep 2025)
• Duncan Earl Powell

  IRN DEP00009

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Significant management (9 Dec 2019 to 17 Mar 2021)
  • [PRA CF] Key function holder (9 Dec 2019 to 17 Mar 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Mar 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (18 May 2005 to 31 Mar 2009)
  • CF10 Compliance Oversight (18 May 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (18 May 2005 to 30 Sep 2018)
  • CF1 Director (19 Apr 2005 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (19 Apr 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (19 Apr 2005 to 8 Dec 2019)
• Jeremy James Cocking

  IRN JJC00002

  • Responsible for Insurance Mediation (22 Apr 2005 to 1 May 2005)
  • CF21 Investment Adviser (19 Apr 2005 to 1 May 2005)
  • CF8 Apportionment and Oversight (19 Apr 2005 to 1 May 2005)
  • CF1 Director (19 Apr 2005 to 1 May 2005)
  • CF10 Compliance Oversight (19 Apr 2005 to 1 May 2005)
• Madeleine Hilary Goodden

  IRN MHG00011

  • CF21 Investment Adviser (2 Sep 2005 to 9 Jun 2006)
• Michelle Claire Boakes

  IRN MCB01239

  • [FCA CF] Functions requiring qualifications (8 Feb 2025 to 23 Sep 2025)
  • [FCA CF] Client dealing (8 Feb 2025 to 23 Sep 2025)
• Peter Anthony Joseph Timothy

  IRN PAT01146

  • CF30 Customer (1 Nov 2007 to 22 Apr 2010)
  • CF22 Investment Adviser (Trainee) (23 Jan 2007 to 31 Oct 2007)

No changes recorded yet.