Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Manager of certification employee (since 29 Aug 2024)
- [FCA CF] Client dealing (since 28 Mar 2022)
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- [FCA CF] Manager of certification employee (22 Jun 2020 to 18 Mar 2022)
- [FCA CF] Client dealing (25 May 2017 to 18 Mar 2022)
- [FCA CF] Proprietary trader (14 Nov 2016 to 24 May 2017)
- [FCA CF] Material risk taker (14 Nov 2016 to 24 May 2017)
- CF30 Customer (1 Oct 2014 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (22 Jun 2020 to 18 Mar 2022)
- [FCA CF] Material risk taker (31 Jan 2020 to 18 Mar 2022)
- [FCA CF] Client dealing (25 May 2017 to 18 Mar 2022)
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- CF30 Customer (21 Apr 2011 to 7 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.