Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 29 Aug 2024)
    • [FCA CF] Client dealing (since 28 Mar 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (22 Jun 2020 to 18 Mar 2022)
    • [FCA CF] Client dealing (25 May 2017 to 18 Mar 2022)
    • [FCA CF] Proprietary trader (14 Nov 2016 to 24 May 2017)
    • [FCA CF] Material risk taker (14 Nov 2016 to 24 May 2017)
    • CF30 Customer (1 Oct 2014 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (22 Jun 2020 to 18 Mar 2022)
    • [FCA CF] Material risk taker (31 Jan 2020 to 18 Mar 2022)
    • [FCA CF] Client dealing (25 May 2017 to 18 Mar 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (21 Apr 2011 to 7 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.