Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (12 Sep 2012 to 30 Jun 2016)
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- CF10a CASS Oversight function (1 Oct 2011 to 31 May 2012)
- CF29 Significant management (8 Feb 2011 to 31 May 2012)
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- CF10a CASS Oversight function (1 Oct 2011 to 31 May 2012)
- CF1 Director (5 Apr 2011 to 31 May 2012)
- CF3 Chief Executive (8 Feb 2011 to 31 May 2012)
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- CF10a CASS Oversight function (1 Oct 2011 to 31 May 2012)
- CF29 Significant management (8 Feb 2011 to 31 May 2012)
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- CF29 Significant management (8 Feb 2011 to 31 May 2012)
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- CF28 Systems and controls (1 Nov 2007 to 31 May 2012)
- CF13 Finance (25 Oct 2006 to 31 Oct 2007)
- CF4 Partner (25 Oct 2006 to 31 May 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.