Jeremy Brian Greenwood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Seven Investment Management LLP

    FRN 589124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 8 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 May 2024)
    • CF30 Customer (3 Sep 2014 to 8 Dec 2019)
  • 7IM Investment and Retirement Solutions Limited

    FRN 787394

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Jul 2024)
    • CF30 Customer (11 Sep 2019 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (30 Aug 2011 to 31 Jul 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 26 Aug 2011)
    • CF22 Investment Adviser (Trainee) (7 Sep 2006 to 12 Mar 2007)
    • CF21 Investment Adviser (24 Jun 2003 to 12 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.