Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Finli (FLP) Ltd
FRN 586744
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
- [FCA CF] Client dealing (since 1 Jun 2023)
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- (5)Employed By (25 Jan 2022 to 7 Nov 2022)
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- CF30 Customer (25 Jan 2022 to 7 Nov 2022)
- Appointed representative dealing with clients for which they require qualification (15 Dec 2021 to 7 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Arrowe Financial Limited
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controlled function added: (5)Employed By at Arrowe Financial Limited