Jennifer Hay

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2021)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 16 Aug 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 15 Feb 2009)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Dec 2006 to 5 Jun 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (17 May 2005 to 8 Nov 2006)
    • CF22 Investment Adviser (Trainee) (7 Apr 2004 to 17 May 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (24 Oct 2002 to 24 Oct 2002)
    • CF21 Investment Adviser (24 Oct 2002 to 26 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.