Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
    • [FCA CF] Client dealing (since 12 Jan 2026)
  • SIMPLE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 442075

    • [FCA CF] Functions requiring qualifications (9 Oct 2020 to 31 Dec 2024)
    • CF30 Customer (8 Oct 2015 to 30 Nov 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (5 Dec 2007 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.