Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2024)
    • CF30 Customer (10 Apr 2019 to 30 Jan 2024)
  • Lester Brunt Wealth Management Ltd (no longer approved here)

    FRN 608489

    • (23)Employed By (10 Apr 2019 to 30 Jan 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 1 Jul 2013)
    • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.