Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Service Financial Limited
FRN 479175
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Sep 2020)
- [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
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- CF30 Customer (27 May 2015 to 21 Dec 2016)
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- (5)Employed By (6 May 2015 to 21 Dec 2016)
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- Employed By (23 Jun 2009 to 30 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.