Jennifer Alma Woods

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AIS Pensions LLP

    FRN 748172

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Mar 2026)
    • Responsible for Insurance Distribution (since 11 Jan 2022)
    • SMF16 Compliance Oversight (since 11 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jan 2022)
    • [PRA CF] Key function holder (since 2 Feb 2021)
    • [FCA CF] Significant management (since 2 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • [FCA CF] Client dealing (1 Sep 2020 to 10 Mar 2025)
  • Montfort International Limited (no longer approved here)

    FRN 181199

    • CF30 Customer (4 Apr 2014 to 25 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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