Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sarasin & Partners LLP
FRN 475111
- [FCA CF] Client dealing (since 19 Feb 2021)
- [FCA CF] Material risk taker (30 Mar 2022 to 1 Jan 2024)
- CF30 Customer (28 Jul 2017 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 18 Jan 2008)
- CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.