Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF22 Other Local Responsibility (9 Apr 2018 to 4 Nov 2019)
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- CF1 Director (11 Oct 2011 to 4 Nov 2019)
- CF30 Customer (5 Sep 2011 to 4 Nov 2019)
- CF29 Significant management (5 Sep 2011 to 12 Oct 2011)
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- CF30 Customer (1 Nov 2007 to 10 Dec 2008)
- CF21 Investment Adviser (8 Mar 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (29 Jan 2004 to 12 Oct 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.