Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • SMF22 Other Local Responsibility (9 Apr 2018 to 4 Nov 2019)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF1 Director (11 Oct 2011 to 4 Nov 2019)
    • CF30 Customer (5 Sep 2011 to 4 Nov 2019)
    • CF29 Significant management (5 Sep 2011 to 12 Oct 2011)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 10 Dec 2008)
    • CF21 Investment Adviser (8 Mar 2006 to 31 Oct 2007)
  • Campbell Lutyens & Co. Ltd (no longer approved here)

    FRN 196462

    • CF21 Investment Adviser (29 Jan 2004 to 12 Oct 2004)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.