Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (6 Dec 2005 to 28 Sep 2007)
    • CF22 Investment Adviser (Trainee) (21 Apr 2005 to 6 Dec 2005)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • CF21 Investment Adviser (15 Jul 2004 to 11 Jan 2005)
    • CF22 Investment Adviser (Trainee) (18 Jun 2002 to 15 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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