Jeanette Ann Lucy McHardy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tavistock Private Client Limited

    FRN 210782

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
    • [FCA CF] Client dealing (since 18 Jan 2021)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 17 Feb 2020)
    • [FCA CF] Client dealing (10 Dec 2019 to 17 Feb 2020)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (31 Oct 2013 to 10 Dec 2019)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (489)Employed By (31 Oct 2013 to 10 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (7 Feb 2008 to 21 Aug 2013)
    • CF21 Investment Adviser (30 Jan 2007 to 8 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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