Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (28 Jul 2022 to 25 Apr 2023)
    • [FCA CF] Manager of certification employee (30 Oct 2020 to 25 Apr 2023)
    • [FCA CF] Material risk taker (17 Oct 2018 to 25 Apr 2023)
    • [FCA CF] Client dealing (4 Nov 2016 to 25 Apr 2023)
    • CF30 Customer (4 Oct 2011 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (17 Dec 2020 to 25 Apr 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 25 Apr 2023)
    • [FCA CF] Client dealing (9 Mar 2017 to 25 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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