Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (18 Sep 2021 to 16 Nov 2021)
  • Impartial Financial Advice Ltd (no longer approved here)

    FRN 833372

    • (1)Employed By (18 Sep 2021 to 16 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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