Jean-Marc Vouillemin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ENTENTE PARTNERS LIMITED

    FRN 552957

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (17 Aug 2011 to 8 Dec 2019)
    • CF1 Director (17 Aug 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (17 Aug 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Aug 2011 to 30 Sep 2018)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (4 Nov 2008 to 10 Feb 2012)
  • Alexander Beard Investment Management Limited (no longer approved here)

    FRN 225566

    • CF1 Director (5 Jan 2004 to 24 Dec 2004)
    • CF24 Pension Transfer Specialist (5 Jan 2004 to 24 Dec 2004)
    • CF21 Investment Adviser (5 Jan 2004 to 24 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.