Jean-Marc Alexandre Alexis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Client dealing (since 7 Nov 2016)
    • [FCA CF] Manager of certification employee (since 7 Nov 2016)
    • [FCA CF] Material risk taker (since 7 Nov 2016)
    • CF30 Customer (1 Jul 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2002)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Client dealing (since 7 Nov 2016)
    • [FCA CF] Manager of certification employee (since 7 Nov 2016)
    • [FCA CF] Material risk taker (since 7 Nov 2016)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (16 Apr 2009 to 19 Mar 2010)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (27 Jul 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (27 Jul 2007 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (11 Jul 2005 to 4 May 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (11 Jul 2005 to 4 May 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (11 Nov 2002 to 30 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.