Jean Alexis Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (5 Dec 2007 to 28 May 2009)
Santander UK Plc (no longer approved here)
FRN 106054
- CF21 Investment Adviser (16 Nov 2005 to 12 Jul 2006)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF21 Investment Adviser (10 Mar 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (18 Oct 2002 to 10 Mar 2003)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2002)
Broadleaf Financial Services Limited (no longer approved here)
FRN 182524
- Employed By (2 Mar 2000 to 1 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.