Jateen Vagani

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ingenious Financial Solutions Limited

    FRN 744391

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (10 Oct 2016 to 8 Dec 2019)
    • CF1 Director (10 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Oct 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Oct 2016 to 30 Sep 2018)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (11 May 2017 to 15 Nov 2019)
    • CF1 Director (AR) (11 May 2017 to 15 Nov 2019)
  • THE BOBBY DHANJAL PRACTICE LIMITED (no longer approved here)

    FRN 537673

    • CF30 Customer (16 Oct 2013 to 22 Sep 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 29 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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