Ingenious Financial Solutions Limited

• Principal Place of Business

  Suite 3

  The Crescent

  56 King St

  Leicester

  LE1 6RX

  UNITED KINGDOM

  Phone

  +4401162982404

  Web

  https://www.ingeniousfs.co.uk

• Complaints Contact

  SUITE 3

  THE CRESCENT

  56 KING STREET

  LEICESTER

  LE1 6RX

  UNITED KINGDOM

  Phone

  +441162982404

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jateen Vagani

  IRN JXV01158

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF11 Money Laundering Reporting (10 Oct 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (10 Oct 2016 to 30 Sep 2018)
  • CF30 Customer (10 Oct 2016 to 8 Dec 2019)
  • CF1 Director (10 Oct 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Oct 2016 to 8 Dec 2019)
• Rizwan Yakub Ismail

  IRN RYI01000

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Material risk taker (since 9 Dec 2021)
  • [FCA CF] Client dealing (since 9 Dec 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (10 Oct 2016 to 8 Dec 2019)
  • CF1 Director (10 Oct 2016 to 8 Dec 2019)
• Sharad Champaneria

  IRN SXC01660

  • [FCA CF] Client dealing (9 Dec 2021 to 8 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jul 2024)
  • SMF3 Executive Director (9 Dec 2019 to 8 Jul 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 8 Jul 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Jul 2024)
  • Responsibility for MCD Intermediation (29 Jul 2019 to 28 Jul 2023)
  • CF1 Director (16 Nov 2016 to 8 Dec 2019)
  • CF30 Customer (16 Nov 2016 to 8 Dec 2019)
• Uwais Patel

  IRN UXP00023

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Feb 2026)
  • [FCA CF] Client dealing (since 4 Feb 2026)

No changes recorded yet.