Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HANOVER SQUARE CAPITAL (UK) LTD (no longer approved here)

    FRN 211690

    • [FCA CF] Client dealing (22 Jun 2022 to 24 Dec 2024)
  • Bank of China Limited London Branch (no longer approved here)

    FRN 170910

    • [FCA CF] Client dealing (5 Sep 2016 to 30 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jun 2021)
    • CF30 Customer (1 Feb 2013 to 6 Mar 2016)
  • BANK OF CHINA (UK) LIMITED (no longer approved here)

    FRN 467410

    • [FCA CF] Client dealing (5 Sep 2016 to 30 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jun 2021)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (1 Nov 2007 to 22 Sep 2010)
    • CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.